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· Deputise for the Director when required · Maintain a thorough knowledge of the regulatory rules that affect the business including Anti Bribery & Corruption, DPA, Ethics & general Governance Requirements · Assist the Data Protection Officer when required · Provide advice and assistance on application of rules and policies to specific transactions and general business activities based on a thorough understanding of business strategies and products. · Partner with all business and support areas to write supervisory procedures and relevant compliance policies and procedures. · Ensure advice is in accordance with regulatory requirements and all policies & procedures are followed. · Remain up to date with all regulatory changes and provide effective and concise communication of key regulatory changes to the business and wider teams. · Review any new business initiatives for applicability with regulatory requirements and provide advice to all business areas on achieving compliance. · Partner with other control functions such as Audit, Operations, Legal, I.T Security, etc. when matters of common or collateral concern arise. · Be the initial point of contact for all regulatory reviews and/or requests for information. · Represent and participate in business projects, practice groups and initiatives as may be required.
Internal Number: 6506801
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