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A growing Wealth Management Company is looking to hire an ambitious professional to be our Compliance Officer. Working as part of a small team, you will be supported by colleagues to ensure all aspects of legal and regulatory compliance are met, and that new regulations understood and suitable policies and procedures drawn up.
Our clients are non-retail, and from a wide range of geographies and we work with them to supply Broking, Custody, Payment Services and Asset Management services.
What we are looking for : - Responsibility. WIth experience in compliance, you are willing to step up and take on the CF10/11 role, and successor under the SM&CR. - Flexibility. We are continuing to add new services as the company evolves. - Global Worldview. Our clients are from a wide range of geographies and backgrounds, and we expect our company to reflect this.
What we Offer : - Small Company Environment/Family Friendly including flexible working hours/location. - Competitive Salary and Benefits.
Internal Number: 6505803
eFinancialCareers is a career site specializing in financial services.