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In light of their rapid growth over the last 18 months, they are recruiting for a Risk and Compliance Manager to support the overall creation and embedding of a robust monitoring and audit function. Reporting to the Risk and Compliance Director, the Risk and Compliance Manager will be supporting in developing the risk, compliance and governance framework within the business.
Your responsibilities will include:
Providing day to day guidance and advice to the business, and partnering with the client onboarding team in relation to anti-money laundering issues
Keeping abreast of regulatory, jurisdictional changes and challenges throughout Europe and globally
Development and the on-going maintenance of policies and procedures to ensure they remain compliant with regulations
Preparing reports for regulatory bodies, banks and their Executive Committee
Interpreting regulatory requirements and applying these appropriately to the business
Assisting in the preparation of materials and reports for Compliance review meetings with their partner banks
Collating and providing regular comprehensive and meaningful MI to help identify trends, as well as potential areas of concern
Managing the compliance training framework, including delivery of compliance training to the business
You will have had strong experience in Compliance of a Retail Financial Services business, ideally a Bank or within FinTech
You can demonstrate in-depth experience of drafting policies, procedures and manuals, preparing reports for regulatory bodies and internal management
Demonstrable knowledge of AML legislation and a working knowledge of the JMLSG guidance for banking products
Strong experience in partnering with the business to provide guidance, advice and oversight in respect of Compliance issues
Knowledge of GDPR / Data Protection requirements
Knowledge of conduct risk
Must be able to perform independently and with minimal supervision
To discuss the role in greater detail please contact Edward Manson on 0203 637 1601 or send your CV to email@example.com
Internal Number: 6493168
About MERJE Ltd
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