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The Continental Europe Business Risk & Control Manager will provide proactive support to managers and staff across the Continental Europe Wholesale and Institutional business to ensure that risks are effectively identified and managed in accordance with the enterprise-wide risk management framework.
The role is a first line risk management function and operates from Luxembourg and is an integral part of the COO organisation.The role holder will maintain a wide network of contacts from across the business and work closely with the second and third line oversight functions such as Group Risk, Group Compliance and Audit.
Through this role the person is expected to contribute and facilitate a culture of open and proactive risk management across the business
Support and/or coordinate execution of Operational, Strategic and Financial risk management frameworks and policies
Make sure that risk events and issues are effectively captured, investigated and remediated, through proactive action management and accurate root cause analysis
Ensure all risks, issues and actions have a clear owner; coordinate maintenance of business unit structure
Establish/Embed an effective 1st LoD forum at which Risk matters can be discussed/business decisions be made with Risk Owners (including preparation of packs and presentation of key risk(s) / associated themes for insight and discussion)
Coordinate identification with the business of early warning indicators to establish a more proactive approach to risk management
Coordinate and support Risk Assessment frameworks rollout and maintenance (e.g. identification and recording of risk & control self-assessment (RCSAs), change risk assessments or vendor risk assessment)
Raise risk awareness in the business; share best practice, execute ad-hoc training based on business needs
Proactively identify new / emerging risks with support from internal specialist parties that identify, manage, mitigate risks on behalf of the business
Co-ordinate and provide business relevance input to Thematic Risk Reviews
Supporting Internal / External audit activity on behalf of the business
Co-ordinate controls report (ISAE 3420 type) and other controls accreditation frameworks
Co-ordinate major risk incidents and events and ensure that appropriate escalation takes place and mitigation activities are actioned
Supporting the completion of the ICAAP requirements and stress testing in facilitation with the 2nd line risk function
Strong understanding of business process and controls with proven risk management experience within the financial services industry
Awareness of Risk and Control Self-Assessments, ICAAP and Stress Tests
Hands-on mentality and ability to work well under pressure with good prioritisation ability
A questioning mind-set with good analytical and problem solving skills
Good communication and negotiation skills
Dedicated to maintaining high quality standards and client satisfaction
Direct experience of working in a first line risk support function with good stakeholder management skills
Ability to work independently and within a team environment
Our client is an international asset management company.
At the final stages of the recruitment process, some of our clients could ask the successful candidate to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.
Internal Number: 6490604
About DO Recruitment Advisors
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