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Responsible for the daily operations of the investment compliance functions to ensure company operations are aligned with regulatory requirements
Monitor trading activities including investment portfolios, trade surveillance
Develop and review the compliance policies & procedures and handle related reports
Conduct compliance and risk review regarding the relevant investment products
Provide compliance advisory and training to the business units
Handle ad-hoc tasks when assigned
Degree or above in Law, Business, Finance or related disciplines
6 – 8 years relevant investment compliance experience within investment space
Excellent team player with strong analytical and evaluative skills
Detail minded, Independent, Self-motivated and efficient in work
Good command in spoken and written English and Chinese
Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: firstname.lastname@example.org or click Apply Now.
Internal Number: 6476304
About One Arrow Consulting
eFinancialCareers is a career site specializing in financial services.