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Provide compliance advise and support to the fund management team
Ensure that Fund Management business operates in compliance with FCA and other regulatory and legislative requirements
Oversee the management, development and implementation of policies/procedures – maintaining relevant records and carrying out related tasks
Liaise with group compliance to ensure regulatory requirements are met
Work proactively to maintain systems and processes that keep pace with industry and regulatory needs
Provide support to the Investment Control team in monitoring the various funds related businesses (both on and offshore), reporting on breaches, mandate compliance etc
Create, maintain, implement, monitor and distribute relevant procedures to the Fund Management business
Review compliance monitoring data on the fund management business and resolve any required actions in a timely manner
Liaise with client's compliance and operations departments to ensure the administration between all parties is completed in accordance with any agreements and SLA's in place
Provide accurate and meaningful MI to the funds ExCo and Board as require
The successful candidate will have gained significant managerial experience in a similar Fund Management environment. While you will need to have a detailed understanding of the FCA and regulatory requirements relevant to a Fund Manager, as important will be your ability to work under your own direction and to interact with and influence at all levels.
This is an excellent opportunity to join a well-established acquisitive business in a senior and influential role that for the right person may in time result in CF10/11 designation for the Fund Management business.
So if you believe you have the breadth of technical knowledge and self-drive to take ownership of this role then please contact Gary Collins on 020 7562 7400 or send your details to email@example.com
Internal Number: 6463671
About Compliance Recruitment Solutions
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