CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Responsibilities of this role include, but are not limited to:
To manage the day to day running of the Compliance policy framework Provide general regulatory guidance and advisory services to internal business areas Dealing with internal stakeholders and attending board meetings
Requirements for this role include, but are not limited to:
Minimum 3 to 5 years Compliance experience within an IFA or Wealth Management environment Previous Compliance monitoring experience preferable A quick learner and self-starter, with the ability to work effectively with minimal supervision
Internal Number: 6432951
eFinancialCareers is a career site specializing in financial services.