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Lead the Type 6 business and explore new opportunities
Supervise the execution of financial advisory projects including undertaking due diligence, resolving issues, and liaising with SFC
Play a key role in applying for the regulated activities license of the SFC,
Act as the RO with management responsibilities and supervise SFC Type 6 financial advisory and take-over code.
Execution of a full spectrum of financial advisory
Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
Lead the team to conduct due diligence, investment evaluation and financial modelling for potential investors
Assist drafting announcements and circulars and reviewing transaction related documents
Prepare pitchbook, submission documents and correspondences
Liaise and coordinate with clients and various professional parties
What you'll need to succeed
Bachelor or postgraduate degree holder
Over 5 years of relevant experience
RO SFC Type 6 License is a must
Solid understanding on due diligence, corporate finance, financial advisory and take-over will be an advantage.
Full proficiency in English, Cantonese and Mandarin (Spoken, Reading, Writing)
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to email@example.com If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
Internal Number: 6298889
About Hays Banking & Financial Services Hong Kong
eFinancialCareers is a career site specializing in financial services.