CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
This role part of the KYC Anomalies Processing team which is responsible for managing the full scope of processing for errors identified during periodic testing performed by the KYC Quality Assurance and KYC Controls Teams (including the remediation of errors, certification of fixes and corresponding closure of associated action plans).
Assist the team with providing the KYC Anomalies Processing Team members with guidance, support and training as needed to maintain high quality standards and productivity.
Escalate unresolved and urgent items as needed.
Maintain working knowledge of KYC, AML and OFAC regulations and related SG policies and procedures.
Maintain strong working relationships with the production teams responsible for onboarding and renewing existing client relationships.
Develop and maintain strong working knowledge of SG systems used by the KYC Anomalies Processing Team and other KYC / AML process stakeholders to manage KYC and AML data, documentation and related processes.
Assist production teams and KYC / AML process stakeholders with developing strategic action plans to address recurring errors (including technology improvements, policies / procedures, training etc.).
Assist with preparation of periodic reporting of key processing and risk metrics for management
Apply KYC principals (as expressed, in FATF EU 3rd AML Directive, US Patriot Act, and FINRA) to assist SG with maintaining strong quality assurance controls.
Assure adherence to the Global and Local requirements of KYC and AML.
Assist with managing data requests from internal & external auditors.
Provide support to KYC management in new and ongoing initiatives.
Assist Team Lead with providing training and direction to junior staff, contractors, consultants.
All our positions are open to people with disabilities
Ability to apply principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
Microsoft Office, Word, Excel, PowerPoint
Strong interpersonal and written and verbal communication skills
Strong analytical and problem-solving skills and ability to convey results of analysis
Ability to partner with Compliance, other KYC departments in SG, and business lines
Strong organization and planning skills, ability to prioritize and multitask
An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where
Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely
Ability to work in a dynamic, deadline-focused environment;
Qualifications: Experience Needed:
3-5 years of experience in the financial services industry
Experience performing KYC / AML related processes
Degree calibre candidate with expertise in business or economics related subjects
Desired / Plus: ACAMS
Languages / Plus: English / French
At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities and the world in which we live, because relationships are at the heart of how we operate.
Environment The Operations Department (OPER) ensures the operational processing and control of activity across all Global Banking and Investor Solutions (GBIS) business lines (Capital Markets, ex-Newedge & Financing). OPER implements all necessary means to ensure the operational, administrative and financial processing of capital markets and credit operations initiated by these business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial regulations while acting as the first level of control on operations and booking quality. OPER provide all necessary support during the lifecycle of the transaction, perform Know Your Customer processing and provide general client relationship management. OPER also acts to steer the evolution of regulatory projects and controls our external service providers.
CLIC (Client Lifecycle Intelligence and Care) is the global cross-business client management division for Societe Generale. CLIC's mission is to provide a simplified, differentiated experience for SG's clients and employees over the client's entire lifecyle. Within CLIC, the CLM (Client Lifecycle Management) department has primary responsibility for:
Coordinating the onboarding process
Managing client data with a guarantee of quality and completeness
Protecting the bank and its clients by applying KYC regulations
Job code: 19000BQE Business unit: SG Americas Securities Starting date: Immediate Date of publication: 01/07/2019
Internal Number: 6116239
About SOCIETE GENERALE
eFinancialCareers is a career site specializing in financial services.