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Conducting CDD / EDD on assigned new clients in all risk classes (Low -High Risk)
Ensuring information and documentation provided by Business Lines is correct and in good form
Maintain a working knowledge of AML and OFAC regulations and be able to relate them to SG policies and procedures
Apply the SGUS Know Your Customer Procedures to assigned accounts
Maintain good working relationship with the business lines
All our positions are open to people with disabilities
SKILLS AND EXPERIENCE NEEDED: Technical Skills:
Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
Microsoft Office, Word, Excel, PowerPoint
Strong communication skills (written and oral)
Ability to partner with Compliance, other KYC departments in SG, and business lines
Strong time management skills and the ability to work well under pressure
An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate
Excellent problem solving and time management skills
Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely
Four to Six years experience in the Financial Services industry in a KYC or AML capacity.
Degree caliber candidate with expertise in business or economics related subjects
Desired / Plus: ACAMS
Languages : (Other than English) French & Spanish a plus
NBO: Services for New Business On boarding
Provide services to Wholesale Banking Business Lines for clients' on-boarding and business relationship extension, in coordination with On-boarding (OBU) and Referential & Regulatory Data (RRD)
Carry out due diligence checks as per internal standards and undertake any additional reputation checks and diligence that might be necessary.
Produce a risk based analysis of the client's and depending on the risk rating associated to the entity either validate the file or escalate it to compliance department as per Wholesale Banking Kyc Policy requirements.
Environment Department Summary: The Operations Department ("OPER") handles the middle and back office functions for all Global Banking and Investor Solutions ("GBIS") business lines (Markets & Financing) and International Private Banking. OPER implements all necessary means to ensure the operational, administrative and financial processing market and credit operations initiated by business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial legislations.
OPER, which operates within GBIS, is responsible for the following at worldwide level:
Making available all the resources required for the administrative and financial processing of market and credit operations initiated by the various Business Lines
Performing level one auditing in accordance with regulatory requirements, and setting up all the facilities required for secure processing of transactions,
Managing operational risks
Participating in drawing up economic and accounting results for SG Coverage and Investment Banking & International Private Banking operation
Job code: 19000HQE Business unit: SG AMERICAS OPERATIONAL SECURITIES Starting date: Immediate Date of publication: 17/07/2019
Internal Number: 6116081
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