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We offer attractive remuneration package (double pay plus discretionary bonus), 5-day work, competitive fringe benefits (wedding leave, body check, group medical insurance, dental insurance etc.) and excellent career development opportunity to the right candidate.
Handle SFC licensing application and CPT record
Review and draft procedures
Provide constructive compliance solution and advice
Conduct compliance review including staff trade on regular basis
Monitor clients' trading activities and anti-money laundering
Perform other duties as assigned from time to time
General Knowledge of FATCA and CRS
Degree holder in Law / Finance or related disciplines
At least 2 years compliance experience in the financial services industry or with regulatory bodies.
Good knowledge of SFC regulations / guidelines and market practices
Good command of written and spoken English and Chinese (including Putonghua)
Ability to work independently and under pressure
Interested parties please send CV, to the Human Resources Department by clicking "Apply Now".
Applicants not invited for interviews within six weeks may consider their applications unsuccessful. Our Company is an equal opportunity employer. Personal data collected will be used for recruitment purpose only.
All information provided will be treated confidentially.
Internal Number: 6268922
About Yue Xiu Securities Holdings Limited
eFinancialCareers is a career site specializing in financial services.
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