CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
A growing Retail Bank based in the Midlands are currently looking for a Compliance Manager to join their Compliance function, responsible for providing advice and guidance to the Bank on all current and upcoming regulatory requirements, and ensuring the organisation is compliant with internal & external standards, identifying and mitigating any regulatory risk.
Providing the Bank with timely and relevant regulatory advice, guidance and training to enable them to implement and comply with regulatory requirements.
Conduct horizon scanning to identify upcoming regulatory requirements and their impact on the business
Help support the business on change projects, acting as SME for the business from a compliance perspective.
Provide regulatory reports for Senior Management
Review and approve all financial promotions
Developing new compliance policies and procedures
Demonstrable experience in the financial services
Experience of working in a compliance function in a Retail Bank or General Insurer
5+ years experience in Compliance
Excellent knowledge of Regulatory Compliance & Conduct
Strong knowledge of FCA handbook
Excellent knowledge of retail banking/general insurance products
Internal Number: 6249098
About JCW Search
eFinancialCareers is a career site specializing in financial services.