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Senior Associate - Quality Assurance over Regulatory Reporting The Financial and Regulatory Assurance (FRA) group is a second line of defense group in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, CCAR and RRP, and areas of high risk and enhanced regulatory focus. The primary focus of the team is the review and assessment of the quality of information pertaining to reporting and compliance with relevant regulations and the assessment of relevant risk management programs. The team works closely with other functions across Finance, Global Treasury, Risk Management and Business Units, as well as other assurance functions. This is an opportunity to join a growing group and actively participate in its development and maturity, to learn about key current regulatory requirements and gain an understanding of all areas of the company's business.
Document testing results in work papers
Assisting with risk assessments to identify areas requiring detailed testing
Provide effective messaging and communication
Work with senior team members to support ad-hoc activities
Participate in QA reviews, by conducting walkthroughs and performing control and sample data testing
Assess and detail test the design and operating effectiveness of key controls
Assist in the identification and risk assessment of issues
Develop process and control improvements to remediate exceptions identified
Provide updates to management when required.
Reconciles and resolves issues in a timely manner.
Bachelors' degree in accounting, finance or a related field
3-4 years' work experience preferably in financial institution
Very good, oral and written communication skills
Broad knowledge of banking products and services, especially loans, deposits, securities and derivatives
Understanding of current accounting and regulatory reporting principles and policies
Understanding and appreciation of the internal control environment.
Must be proactive and goal oriented thinker, with ability to identify creative solutions
Staying current with evolving industry and regulatory changes and analyzing impact to external reporting process and compliance.
Attention to detail and accuracy
Ability to multi-task and take on a challenging workload and assignments.
Internal Number: 6244203
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