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Our clients are Wholesale Banks with consistent track records in Corporate Banking. They are looking for experienced compliance professionals to ensure the business adheres to regulatory guidelines and provide independent escalation to senior management team.
These positions sit within well-established, close knitted teams and report to the Country Head of Compliance. You can expect to work with seasoned industry professionals, a diverse workforce and gain exposure to the full suite of compliance duties.
about the job
Ensure the business complies with all relevant policies and procedures, from a group as well as local perspective
Advise the business on all relevant policies and procedures (Banking Act, SFA, FAA) as well as new and revised rules and regulations as per MAS
Act as the liaison officer with MAS on registration of representatives and licensing requirements, reports, questionnaires
Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of regulatory changes and landscape
Participate in regional or global initiatives if any
Conduct bank-wide training to all staff to promote a compliant culture and keep them informed of regulations that impact their functions
skills and experience required
Bachelor degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit (experience from big 4 audit firms are highly welcomed)
Minimum 4 years of relevant experience in compliance roles within banking
Sound understanding of the regulatory landscape and relevant laws and regulations (Banking Act, SFA, FAA)
Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders
To apply online please use the 'apply' function, alternatively you may contact at <65106574>. (EA: 94C3609/ )
Internal Number: 6122897
About Randstad Singapore Pte Ltd, EA Licence No: 94C3609
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