CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client, a well-established international private bank, is seeking a Senior Manager, Business Compliance & Control.
Act as the 1st line of defense for managing internal control measures
Assist the head of Business Compliance on daily management of the banking group's compliance program
Conduct regulatory analysis, regulatory risk assessments, regulatory testing and issue management (reporting, tracking and follow-up) for the private banking business unit
Review the bank's compliance policy regularly and ensure the required policies / procedures are being complied
Monitor the resolution of PB compliance issue action plans
Ensure compliance measures are implemented and, in consultation with the 2nd Line of Defense Compliance Team, aligned with regulatory requirements and the enterprise compliance risk appetite and compliance culture (i.e. testing)
Conduct procedural training for new staff
University graduate with degree in Finance / Economics / BBA or related disciplines
At least five years of working experience in legal, audit, compliance or regulatory role
Strong understanding of private banking risk assessment / risk controls framework and internal control
Strong presentation skills, and able to articulate complex concepts
Strong report writing skills
Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com
Internal Number: 6121279
About Aim Higher
eFinancialCareers is a career site specializing in financial services.