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What impact will you make? The OpportunityÂ Our Banking and Capital Markets Group is a dedicated team of professionals with deep technical accounting and financial reporting skills, in-depth knowledge of financial instruments and substantial experience of the banking and capital markets industry.Â
Are you looking to return to the workplace after an extended career break? For this role we can offer coaching and support designed for returners to refresh your knowledge and skills, and help your transition back into the workplace after a career break of 2 years or more. If this is relevant for you, just let your recruiter know when you make your application.
Role description Our Banking & Capital Markets Regulatory Team has an excellent reputation for providing high quality, innovative regulatory advice, assurance and solutions to help major financial services firms implement the weight of new PRA/FCA regulatory provisions under the revised "intrusive" approach. Our particular areas of specialisation include retail, commercial and investment banking and securities firms. Our areas of expertise include AML, Conduct of Business, Client Assets & Money, Enforcement, Prudential, Sanctions and Transaction Reporting regulation and legislation, based upon 20 years + of senior level experience. Our client base includes some of the most prestigious names in the banking and investment banking sectors.
We provide services such as:Â â€¢Providing practical and technical advice on the Conduct of Business rules (including TCF, COBS, MCOB and BCOBS sourcebooks) â€¢Gap analysis / impact assessment of forthcoming Conduct of Business regulatory changes â€¢Regulatory Assurance engagements â€¢Performing S166 /Shadow S166 and follow up remediation work â€¢Benchmarking reviews of compliance arrangements against competitors â€¢Assistance for firms in seeking PRA/FCA authorisations and full support for initial regulatory procedure writingÂ â€¢Preparing for PRA / FCA interactions / themed visits and pre / post visit remediation work â€¢Risk and governance reviews of organisations, their plans and their structures, often reporting to board level
Location You will be based in a Deloitte London office, however travel will be required for client based projects. We work across industry specialisms â€" our clients are varied, and vary in location. Whilst some clients are London based, we do spend time on site with regional clients. We specify full mobility for our audit roles but we make arrangements respectfully.
Hours This is a permanent role. We do encourage consideration of agile ways of working, both formal and informal arrangements that allow for the best outcomes for our people and our clients. If this opportunity is interesting as a permanent role with a degree of flexibility please do discuss with us.
Responsibilities â€¢Providing high quality advice and insights to financial services firms on all aspects of the FCA CASS rules;Â â€¢Helping clients to anticipate and understand the impact of regulatory policy change;Â â€¢Performing reviews on clientsâ€™ CASS related functions and producing reports on their compliance with CASS rules; â€¢Facilitating the implementation of effective CASS governance frameworks; â€¢Working on CASS related client projects across several work streams simultaneously, managing senior stakeholdersâ€™ expectations;Â
Requirements â€¢ Experience in the CASS regulatory/compliance environment in the financial services industry. This may be from working in a Consulting firm or in the industry within Operations or Compliance departments on CASS related functions â€¢ Practical experience in managing day to day CASS related functions e.g. client money and custody asset internal/external reconciliations, CASS Resolution Pack, CMAR reporting, etc. ; â€¢ Proven track record in implementing solutions to comply with CASS regulatory requirements; â€¢ Detailed technical knowledge of CASS rules as applied to the financial services sector; â€¢ Knowledge of the latest regulatory developments in relation to CASS and key current issues facing regulated firms; â€¢ an ability to deliver a high quality service within demanding timeframes; and Additional desirable experience includes: â€¢ Experience with Section 166 reviews related to CASS You are here: Audit & Assurance We understand our clients' operations, their industry and the issues they face. We understand an audit is not about looking back, but about helping those businesses to plan for a successful future. Together with our team you will build on our distinctive combination of specialist skills, pioneering technology, industry expertise and on-going investment to grow our business and continue to improve the market-defining services we offer.
Our Practice offers a wide ranging and challenging number of business areas in which to develop your career. These comprise business assurance within our Corporate Groups, Public Sector and Financial Services Audit groups, and advisory specialisms including Treasury Advisory, Risk Analytics and Technology Consulting.
As one of the largest audit practices, joining us will mean working with some of the leading practitioners in the industry, for some of the leading organisations in the world and towards a career goal that is entirely yours to shape.
Our Purpose & Strategy To make an impact that matters for our clients, our people and society - defines who we are and what we stand for. Our purpose provides the foundation for our strategy and our aspiration to be the undisputed leader in professional services: this is not about size, it's about being the first choice. The first choice for the largest and most influential clients, and the first choice for the best talent. How will this role make an impact that matters with Deloitte? You will make a difference in working with teams to deliver a full range of high value services to support transformative Financial Services clients, by bringing real insights and experience and by building long term strategic relationships.
You will also be managing diverse teams within an inclusive team culture where people are recognised for their contribution What do we do? Deloitte offers Global integrated professional services that include Audit & Assurance, Risk Advisory, Tax, Consulting and Financial Advisory. Our approach combines intellectual leadership, industrial expertise, insight, consulting & problem solving capabilities, technology revolutions and innovation from multiple disciplines to help our clients excel anywhere in the world. What do we value? At Deloitte we foster a collaborative culture where talented individuals can produce their best work. We value innovative thinking, diverse insights and a genuinely distinctive level of customer service. We value difference, with respect at the heart of our inclusive culture, and we support agile working arrangements. Hear from some of our people already working at Deloitte in agile ways. We are proud to have received a Best for All Stages of Motherhood special award in 2016 as a Top Employer for Working Families.
Your application â€" what to expect
To be considered for this role follow the link to complete our online application form. We will call you to find out more about you and then if we think weâ€™re the right place for you, weâ€™ll invite you in to meet us face to face - itâ€™s a great chance for us to learn more about each other.
Itâ€™s your career. Where will it take you?
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Deloitte LLP is a limited liability partnership registered in England and Wales with registered number OC303675 and its registered office at 1 New Street Square, London EC4A 3HQ, United Kingdom. Deloitte LLP is the United Kingdom affiliate of Deloitte NSE LLP, a member firm of Deloitte Touche Tohmatsu Limited, a UK private company limited by guarantee ("DTTL"). DTTL and each of its member firms are legally separate and independent entities. DTTL and Deloitte NSE LLP do not provide services to clients. Please see www.deloitte.com/about to learn more about our global network of member firms.