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Central Compliance Unit Officer - Investment Banking
Credit Suisse -
July 11, 2019
We Offer This role will be focus on the development and execution of the Financial Crime Compliance Program across the Investment Bank division of Credit Suisse, especially around the area of new client approvals and ensure that the Program meets internal and applicable local legal or regulatory requirements and standards. The individual would be part of a wider Financial Crime Compliance team and will be required to provide regional support to the various country MLROs in ensuring that Global and Regional FCC standards are appropriately implemented.
CID-AML Advisory and Regional Support
Provide Compliance advice to the IB business and supporting functions on client identification matters pertaining to new rules, regulations and initiatives including the necessary impact assessments
Provide regional advisory support to the respective Country MLROs and ensure applicable global and regional standards are appropriately implemented locally
Ensure any emerging trends or relevant control issues from the country is escalated to Regional FCC Management
Provide CID Compliance approvals for all Client Identification matters, including ensuring all account approval satisfied the required standards
Regulatory Developments, Policies and Procedures
To keep abreast of the regulatory developments and to provide advisory support to the respective location MLROs
To update the relevant policies and procedures to ensure compliance with the new regulatory requirements
Represent CID on the various Change-The-Bank or Run-the-Bank projects as needed
Identify, coordinate, undertake or lead projects as needed to improve process and application of CID-AML Compliance's policies and procedures, including the necessary technology, process and controls enhancements
Work with the Quality Assurance Team to ensure the AML Program, controls and processes are in line with expected standards of the AML Program
To prepare and conduct the training on Client Identification
Assist location MLRO in fostering a culture of compliance within the bank
Any other tasks assigned by the manager or department head
Bachelor of Law / Accounting / Business / Economics / Finance and related academic qualification
At least 3 year of solid AML track record part of which would need to be relevant CID / KYC / AML experience within an Investment Bank
Working knowledge and experience in AML/CFT regulations and requirements in Asia-Pacific countries, notably Singapore, Hong Kong and international AML standards (FATF, Wolfsberg)
Pro-active and self-starter with can-do spirit
Effective analytical ability, and a problem solver with the ability to think out of the box
Ability to develop and maintain productive relationships with key internal clients including business, client onboarding, operations and other general counsel colleagues etc.
Good written, verbal and interpersonal communications skills
Ability to multi-task and prioritize
Ability to work under pressure
Experience in dealing with the regulators and auditors would be preferable
Internal Number: 6118408
About Credit Suisse -
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