CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Corporate - Compliance - Foreign Exchange Trade and Communications Surveillance - Associate - London
The EMEA Compliance Surveillance team ("Surveillance") monitors and analyses the sales, trading and banking activities conducted by the Corporate Investment Bank as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications. Surveillance utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of firm policy and legal/regulatory requirements. Surveillance works in close partnership with various Compliance teams and groups across the Firm.
Surveillance team members are aligned to certain business lines. Specifically, this role will be part of the FX Surveillance team.
Responsibilities include but are not limited to:
Daily surveillance alert reviews;
Targeted reviews of trading activity,electronic communications and voice tapes;
Involvement in various projects, including the development and testing of new surveillance models.
Skills, attributes and experience required:
Strong desire to work in a Surveillance team with good investigative instincts and background.
An understanding of markets and trading,
A desire to learn and the ability to clearly communicate issues with Compliance and business colleagues.
Non-English language skills would be desirable but not essential.
Deeper knowledge of specific sectors - Foreign Exchange and/or Fixed Income
Broad knowledge of how these products are valued, the markets in which they are traded, typical trading and investor strategies.
Good working knowledge of the applicable regulatory principles and rules
The candidate must possess: (i.) initiative and judgement; (ii.) the ability to prioritise conflicting demands, organise one's agenda and work under pressure; (iii.) the relationship management skills to deal with management and build partnerships with other departments; (iv.) the ability to work in teams and the readiness to share knowledge; (v.) good oral and written communication skills; and (vi.) intermediate to advanced Microsoft Excel skills.
Experience in the development and implementation of system enhancements would be an advantage.
About J.P. Morgan Chase & Co:
J.P. Morgan serves one of the largest client franchises in the world. Our clients include corporations, institutional investors, hedge funds, governments and affluent individuals in more than 100 countries. J.P. Morgan is part of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.1 trillion. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase serves millions of clients and consumers under its JPMorgan and Chase, and WaMu brands.
"JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer and a member of the UK Government's Disability Confident Scheme."
Internal Number: 6116447
eFinancialCareers is a career site specializing in financial services.