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Environment The SGUS Compliance Department works closely with the Global Compliance Department in Paris to ensure timely and effective implementation of Global Compliance policies and to coordinate on all cross-border business transactions and activities. The SGUS Compliance Department is responsible for monitoring the handling of sensitive confidential business information by SGUS personnel through the Compliance Control Room. It administers the SGUS Employee Investment Policy and Compliance Manuals arranges for the registration of broker-dealer and FCM personnel, conducts compliance training and generally monitors the corporate banking, investment banking, broker-dealer and FCM activities of SGUS.
Job code: 19000ELG Business unit: SG CIB Starting date: Immediate Date of publication: 01/07/2019
Internal Number: 6116209
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