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The Compliance Officer is in charge of daily monitoring of client entity files with respect to AML/CFT matters and documentation and administration according to procedures. The Compliance Officer is responsible of liaising with legal teams on outstanding matters. Jointly with the Director Compliance, the Compliance Officer is also responsible for implementing and organising regulatory provisions within the client entity files from a compliance perspective.
Provide a first analysis of the client files for the business acceptance Committee and discuss findings with the Compliance manager;
Reviewing compliance queries and reverting to teams;
Provide internal trainings;
Client acceptance forms for continuation review (CAFC) for 2 business units;
Provide appropriate support to business development and Management Team in collaboration with the Compliance Manager
University degree in law preferable
Minimum of 2-3 years of experience in a compliance function in a PSF structure or law firm
Practical/theoretical knowledge of compliance, AML/KYC processes and regulation
Good understanding of operational control frameworks
Excellent interpersonal skills
Fluent in English, French is an asset
Excel skills are an asset
Working at TMF Group offers:
Excellent working conditions
Learning opportunities: you will work with highly experienced colleagues who are ready to share their knowledge, and will receive the opportunity to work on diverse and complex client requests. You will also be able to apply for and be supported for training.
Value-driven work environment: you can expect integrity and respect from all your colleagues and your leadership team.
Teamwork: an environment where we learn from our mistakes and work together to improve our processes continuously. A no-blame culture where teamwork is important valued and lived daily.
Ambition: we are a growing company in which we constantly look for the next opportunity and where all ideas are welcome
Internal Number: 6116200
About TMF Group
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