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Title: Senior Fixed Income Compliance Advisory – Investment Banking
Date: 10th July 2019
Our client, a Global Financial Institution is looking for a Senior Fixed Income Compliance Advisory Manager to provide advice and guidance to their Credit, Currency and Interest Rates businesses. The individual would help support the compliance function in identifying and mitigating risks across the FICC business and help promote a proactive compliance culture within the firm.
Develop and maintain compliance knowledge of current and future regulatory issues that affects the Fixed Income business.
Provision of regulatory analysis and advice in relation to new products, business initiatives and bespoke projects.
Promote effective compliance and oversight with legislation in relation to their fixed income business.
Provide floor-based advisory compliance support to the Fixed Income business and other related areas within Global Banking & Markets.
Develop training material to be delivered across the Fixed Income business to ensure that staff complies with local regulatory rules and regulatory changes.
Provide interpretation of relevant rules, regulations, policies and procedures.
Identify the regulatory issues impacting transaction authorisation, structuring, execution and marketing with the provision of potential solutions and alternatives.
Building and maintaining effective business partnerships within the Fixed Income business.
Primary point of contact for other departments in relation to compliance matters in the UK and overseas jurisdictions as needed.
The preferred candidate will ideally have a markets & investment banking background and demonstrate an in-depth understanding of fixed income products. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to email@example.com or call on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
Internal Number: 6114263
About Altus Search
eFinancialCareers is a career site specializing in financial services.