CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Your role Are you detail oriented with thorough record-keeping abilities? Do you have a proven ability to work with a large mass of data? Do you apply a smart risk-based approach to detect illicit activity timely and comprehensively?
We're looking for an AML transaction monitoring specialist to:
Primarily responsible to analyse alerts generated by our transaction monitoring system and investigate these alerts thoroughly with reference to client's KYC profile in a timely manner; as well as ensuring significant issues and potential financial crime incidents are escalated to the relevant stakeholders
Attend to sudden spikes of alerts in the system, maintaining the quality of the investigations and alert closure
Conduct and document reviews and controls performed on alerts to ensure compliance against regulations and internal policies
Contribute to the wider team by participating and supporting on tasks related to process improvements or other change initiatives
Participate actively in ad-hoc activities such as system enhancement testing, sampling of quality assurance test cases as well as maintenance of compliance process manual
Maintain sound working relationship with peers, management as well as other relevant stakeholders
Your team You'll be working in the AML TM team in Singapore. We're responsible for preventing and managing transaction compliance and risk. As an AML transaction monitoring specialist, you'll play an important role in making sure we create an environment where fraud is difficult to perpetrate and liable to detection at the earliest opportunity in order to protect our clients, assets and services.
Ideally 1 year of relevant experience either within Compliance, regulatory or audit
good understanding of the Wealth Management / Private Banking industry is preferred
good knowledge of local as well as HKMA/MAS regulatory requirements
meticulous and strong analytical skills
proactive and efficient team player with a positive mindset
hands-on experience using monitoring systems, including Mantas, Actimize or Fortent, SIRON AML is preferred
experience interacting with the middle and front offices to minimize and resolve risks
proficient with MS Office, particularly Excel and Access
Bachelor's degree or equivalent in banking or a related field certificates is preferred.
adaptable and organized with a positive can-do attitude
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Internal Number: 6114114
eFinancialCareers is a career site specializing in financial services.