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About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
Regulatory Operations is a Global Financial Markets Operations (FMO) function responsible for delivering post-trade OTC regulatory compliance through execution and oversight of key Operational processes and controls, such as Global OTC Derivative (EMIR, DFA, MAS, HKMA, ASIC etc) and MIFID2 Reporting and Regional Trade Reporting.
For MIFID2 reporting requirements, FM Regulatory Operations requires a motivated candidate in GBS to take the lead on managing execution of processes and controls across multiple MIFID2 reporting requirements, which includes ARM Transaction, APA Post-trade Transparency, RTS 23 Instrument Reference Data, Commodities Position, Portfolio Compression and Best Execution reporting.
Key Roles & Responsibilities
Ensure reporting processes and control checks are executed timely and all exceptions in reporting processes are managed and/or resolved in accordance to the documented procedures/DOIs
Ensure all the queries from/to internal teams involved in the target operating model, framework are followed up and resolved in a timely manner
Operate key control/risk assessment procedures and provide appropriate management information for regulatory impacting functions within remit of role
Manage relationships and communication with key internal and external stakeholders globally
Participate in and assist with testing for projects/system enhancements and provide expertise on an ad hoc basis
Escalate issues in accordance with the team/department/control framework escalation policies
Understand the control environment in the bank and controls applicable to the job functions, to identify process control gaps and recommend possible solutions
Generate, review and collate daily/weekly/monthly/ad hoc MI for analysis and distribution
Provide high quality status updates to FM Regulatory Operations Regime Manager and other senior FM Operations management as requested and at appropriate junctures
Present service metrics by GBS in a 'service review pack' for the month/ad hoc as requested to FM Regulatory Operations Regime Manager, Regulatory Operations Head and other relevant senior FM Operations management
Qualifications & Skills
Strong track record for executing and managing effective controls and efficient processes in an FM Operations environment
Domain expertise across financial markets products, particularly in the context of post-trade OTCD regulations such as EMIR, DF and MIFID
Working knowledge of the front to back trade lifecycle for derivatives, including associated market infrastructure providers and capabilities
Conversant with MS Word and Powerpoint. Advanced proficiency in MS Excel is a must.
Strong stakeholder management ensuring high quality communication, transparency and objective prioritization
Analytical mindset, attention to detail
Proficient presentation/communication skills
Demonstrable strong teamwork with internal and external groups
Apply now to join the Bank for those with big career ambitions.
Internal Number: 6114075
About Standard Chartered Bank Malaysia Berhad
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