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Role: CIB Operations - CASS Governance and Oversight - Audit Risk and Control -Vice President - Bournemouth
J.P. Morgan is a global leader in financial services, offering solutions to the world's most important corporations, governments and institutions in more than 100 countries.
Department Descr iption: J.P. Morgan's Corporate & Investment Bank (CIB) is global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Job description: The European Safeguarding of Client Asset and UK Client Asset Team (CASS/SGCA) is responsible for providing support to the Firm and the Directors responsible for Safeguarding of Client Assets across European and UK based entities to ensure compliance with regulatory rules. The position forms part of the CASS/SGCA team within CIB Operations. The team undertakes oversight and governance in relation to ensuring JPM's compliance with a variety of local regulations across the UK and Europe. The team work closely with Operations , Business and Product Management spanning all lines of business across the Legal Entities in scope for CIB including Global Custody, Collateral Management, Funds Services , Escrow, Securities Lending, Liquidity Solutions , Derivatives, Futures and Options, FX , Equities and Fixed Income . In addition, the team partner with Compliance, Audit and Risk.
Summary of Responsibilities: Working with the Client Asset Oversight and Safeguarding of Client Asset Officers and the central CASS/SGCA team, you will ensure that the respective Operations and Business units have the necessary process and controls in place for client asset protection across Europe and UK.
Contribute to the existing CASS/SGCA governance structure across the CIB
Conduct annual business reviews for all lines of business across the CIB
Conduct line of business and legal entity risk assessments
Facilitate audit activity in respect of CASS/Safeguarding of client assets
Provide guidance and technical support to the product areas
Build and maintain strong relationships with Business, Compliance, Audit functions and other key partners
Effective issue escalation management
Oversight of detailed action plans to track actions, issues and risks ensuring all action items are remediated within required deadlines.
Strong writing skills, with control focus and attention to detail
Strong communication skills - both verbal and written
PowerPoint and excel experience are essential
Aptitude at relationship building with all types of Business, Operational and Technology partners
Experience in an investment banking regulatory compliance or operational team is essential.
Working knowledge of the MIFID II Safeguarding of Client Asset rules or other client asset protection regimes
Able to demonstrate working in a control focused environment
Demonstrated leadership and ability over process and controls, both over established and required enhancements
Attested track record of working to deadlines, with accountability and responsibility for independent workload
Happy to talk flexible working. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
Internal Number: 6111687
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