CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
FourthLine are currently recruiting for a leading Financial Services Firm who are looking for a Regulatory Reporting Executive. The role consists of:
Ownership for the MiFID II Transaction Reporting and Post Trade Transparency Reporting BAU processes, including exception management, MI, Data Quality, third party oversight and relationship management, escalation of issues, ensuring timely and accurate compliance with the regulation.
Perform Oversight of EMIR delegated reporting model, liaising with Brokers and Trade Repository. Resolving any issues in a timely manner according to the regulation.
Involvement in ongoing change management as it relates to regulation (e.g. SFTR), upstream system changes and new business initiatives, helping to evaluate impact for the team and ensure our data quality and processes are not compromised.
In order to qualify for the role, my client is looking for candidates who have/are:
Experience of Transaction reporting (EMIR and/or MiFID II) is essential. Other relevant regulatory experience is an advantage but training will be provided where necessary.
Strong problem-solving skills, able to identify risk and mitigate accordingly.
Degree plus other relevant industry qualifications.
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.
Internal Number: 6110609
eFinancialCareers is a career site specializing in financial services.