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Regional HQ (Singapore) Business Compliance Advisory
To support the delivery of ACO strategy and implementation of a robust and structured Compliance Programme in Singapore and AO.
To be a trusted advisor to business management/leadership team on Core Compliance (i.e. Non-Financial Crime) issues and risks. Provide sound advice to business, based on MAS requirements and Bank's compliance policies and procedures, to support decision making.
To maintain good working knowledge of industry trends, products, relevant laws and regulations, and support in the development of appropriate and practical solutions and processes that are in line with industry best practice.
To conduct and produce monthly CRA/MI. Engage and influence business management on key compliance risks and the actions required. Monitor action plans to ensure compliance gaps are closed in a timely manner to mitigate compliance risk.
To develop and maintain strong stakeholder management with key stakeholders both internally within MUFG Bank and externally. Work in partnership with colleagues in the Head Office to support the implementation of regional projects at a Branch level. Work in partnership with compliance colleagues in ACO/FCOA and in the region to share knowledge, and to provide guidance and advice to business on complex Compliance issues.
To update departmental policies and procedures and deliver continuous improvement where appropriate. To develop departmental initiatives to drive process improvement / efficiency.
To participate in relevant country/regional committees.
To exercise oversight of MUFG branches, banking subsidiaries and representative offices in AO- region, ensure regional and global standards are applied, and provide ACO Management a consistent view of compliance risks across the region.
To keep abreast of the emerging global compliance trends and regulatory environment in AO. To conduct regular dialogues with COs and onsite visits.
To review unit CRA/MI results and action/remediation plans to ensure significant compliance issues are being highlighted and addressed on a timely basis.
To support, coach and guide juniors in the team. To manage and develop Direct Reports, where applicable.
To lead and steer projects or initiatives, or take on additional responsibilities, as required by ACO Management or Head, Regional HQ Advisory and Oversight.
Degree qualified, with at least 8 years of relevant working experience at a financial institution, regulator or audit firm. Prior experience in a compliance advisory role covering Corporate Banking, Investment Banking, Transaction Banking and/or Global Markets business is required.
Strong knowledge of Corporate Banking and/or Investment Banking products and services. Additional prior experience with Transaction Banking and/or Global Markets will be a plus.
In-depth knowledge of MAS requirements including the Banking Act, Securities and Futures Act and Financial Advisers Act, and their application to the business.
Good understanding of banking regulatory environment in Asia and Oceania.
Excellent analytical skills and demonstrable ability to make sound judgment based on imperfect information.
Strong communications skills, written and verbal, and ability to influence and manage a wide range of stakeholders.
Ability to work both independently and be a team player.
We regret to inform that only shortlisted applicants will be notified.
Internal Number: 5811934
About MUFG Bank
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