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Advising on the impact of the changing regulatory landscape on business models and support the organisation through the change
Supporting subject matter experts in a range of interesting programmes
Running workshops on a range of regulatory issues including: Conduct Risk; remediation activity; SMCR; Governance Risk and Control; and management of regulatory relationships.
Delivering Section 166 reviews and reporting to the FCA as part of a wider team.
Active mentoring, coaching and development of colleagues
Qualifications and Skills
Knowledge of the Supervisory Framework including SMCR
Knowledge of the FCA's approach to conduct risk and related issues across the industry
Exposure to the impact of technology and innovation on business models and regulatory compliance response to those changes
Ability to credibly engage with and influence senior stakeholders
Have or be studying towards an industry recognised qualification (e.g. CISA, FPC, IMC, CFA etc.)
Regulatory / Operational Experience of COBs (inc MCOB, ICOBs, BCOBs)
Excellent oral / written communication, planning, project management, networking and influencing skills
Experience and Knowledge
Strong project management skills, evidenced by a demonstrable record of regulatory project delivery
Understand the role of the regulator and managing relationship with the regulator e.g. on-going supervision, risk mitigation and dealing with enforcement.
Knowledge/ Experience of Governance and Systems and Controls regulation and Principle / Outcomes Based Regulation.
Experience of working within a professional services firm and time in a regulatory environment (e.g. a regulated firms' compliance department or FCA)
This is an excellent opportunity to work in a world leading organisation known for providing excellent career progression and heavily investing in their employees. For further queries, please get in touch with Hamad Rasool.
Internal Number: 5734415
About Alexander Ash Consulting
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