CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 73 markets with more than 196,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients. We offer competitive salary and benefits, as well as a working environment where you're valued as part of the team.
* excluding partnerships
To support in implementing policies and procedures as a result of changes in Head Office directive or local laws and regulations and updating such rules and regulations relevant to Wealth Management Financial Security.
To carry out Financial Security related second level control programme. To identify and control compliance risks/ exceptions, implementing monitoring measures and remediation plan where required with relevant stakeholders.
To execute Financial Security related projects from Compliance perspective.
To provide regular and ad hoc compliance reports as well as preparing relevant risk assessments on Wealth Management financial security topics for submission to Head Office/ various stakeholders.
To co-ordinate audit and regulatory inspection as well as investigation related to financial security from Compliance perspective.
To manage a team to meet team objectives and supervise junior staff in the team.
To assist in coordination with Compliance function of Head Office, with Regional Compliance Office, with regulators and auditors.
To ensure compliance with applicable laws and regulations. Keep abreast on new regulations and to update Management and staff on changes in regulations.
To advise Business and Functions on compliance and regulatory issues.
To provide training on Compliance issues and promote compliance awareness and culture.
Competencies (Technical / Behavioural)
Familiar with Hong Kong laws and regulations related to KYC/AML/Sanction.
Work well with people of different background and under pressure.
A good knowledge of AML Compliance framework.
Have strong communication skills.
Specific Qualifications Required
A graduate of a tertiary institution.
At least 8 years' of compliance experience preferred.
Internal Number: 5689705
About BNP Paribas (Asia)
eFinancialCareers is a career site specializing in financial services.