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Manager, Business Operational Risk (I&I Control Assurance)
China CITIC Bank International Limited
May 31, 2019
Conduct review on documentation and audio recording of investment / insurance transactions and follow up with rectification and negotiate with Business Units.
Carry out thematic (end-to-end) review on new regulation compliance, PDD review, exceptional case, MIS report handling.
Handle requests from regulator / Internal Audit / Compliance.
Perform / conduct sensitive case investigation.
Support training such as weekly tele-conference with Branches, Branch Service Managers meeting etc.
Other ad-hoc assignments, such as UAT for system projects, ad-hoc onsite or offsite inspections.
Degree holder of Business Administration or related disciplines
Minimum 4 years of relevant experience in compliance assurance / internal control / audit with knowledge of banking practices and regulated banking activities is preferable.
Knowledge of investment and / or insurance products and services.
Good understanding and knowledge of operational risk and internal control principles.
Independent, responsible, detail-minded and a fast learner.
Good interpersonal and communication skills
Proficient in Microsoft Excel, Word and PowerPoint
Good command of written and spoken English and Chinese (including Putonghua)
For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.
Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.
China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.
Internal Number: 5617643
About China CITIC Bank International Limited
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