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Missions Day-to-Day Responsibilities: Manage projects associated with Client Onboarding Be a point person for onboarding related queries from team Maintain a working knowledge of regulatory policies required to onboard clients including KYC, French Banking Law, Dodd-Frank, Volker, FATCA, etc Challenge existing policies when they do not align with market standards Maintain good working relationship with the business lines Meeting regularly (weekly/bi-weekly) with business lines as well as global counterparts
Profile Technical Skills: Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business Microsoft Office, Word, Excel, PowerPoint
Competencies: Strong interpersonal and written and verbal communication skills; Strong problem solving and organizational skills, ability to prioritize and multitask. Proactive; Ability to work in a dynamic, deadline-focused environment; Team player; Ability to partner with all infrastructure teams (Compliance, Credit, legal, KYC) and business lines Strong time management skills and the ability to work well under pressure An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely
Desired / Plus: Series 99 Series 7 or equivalent
Internal Number: 5090606
About enableIT LLC
eFinancialCareers is a career site specializing in financial services.