CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities
To ensure the branch activity is compliant with its authorisations and local banking/financial law & regulations (including AML/FCR)
To ensure that the branch complies with Group Policies and Procedures and Standard Chartered Bank German's subsidiary policies and procedures
To ensure all branch employees are aware of Group Policies and Procedures and Group Code of Conduct
To ensure that Anti-Money Laundering and Terrorist Financing local regulation and AML Group policy and procedures are adhered to
To ensure that the branch maintains updated regulatory obligation register
To ensure the branch complies with local privacy law and group privacy policies and procedures
To ensure the branch complies with local ABC law and group ABC policies and procedures
To identify changes in regulations/ laws and ensure that new requirements are promptly implemented
To perform compliance risk assessments and monitoring
To deliver Compliance training to local staff
To implement and formalize OR identification process
To implement and develop Key Control Standards (KCS), Key Control Self Assessment (KSCA) and Key Risk Indicators (KRI)
To capture operational risk and loss data in Detica and EORP
To take actions to mitigate and control Operational Risk which have been identified
To monitor Operational Risk through risks management information process. This implies to report operational risks on a monthly basis to management committee
To ensure Departmental Operations Instructions (DOI) are in place for critical business/functions
To ensure KSCA plan/schedule is in place for all businesses and support function
To ensure that the branch complies with local requirements with regards to Operational Risks procedure
To prepare and update Branch BCP documents (with the assistance with Germany/UK CRES)
Assist in maintaining strict information walls
Assist line manager in interacting with French regulators
Our Ideal Candidate
Experience dealing with:
Multi banking & financial services (FM, DCM, TB , Global Banking) compliance subjects (including FCC - AML-FCT)
French banking and financial regulators and various local authorities
Management of Operational Risks
Good knowledge of local and European banking and financial regulation ( e.g, Code Monétaire et Financier, MIFID II) , good understanding of French legal and tax systems
French speaking and Fluent in English
Ability to provide a full range of operational, compliance and administrative services to a small banking entity, intellectual agility
Good skills in Excel
Apply now to join the Bank for those with big career ambitions.
Internal Number: 5910599
About Standard Chartered Bank
eFinancialCareers is a career site specializing in financial services.