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We Offer We Offer: - A varied role in UK Private Bank Compliance Monitoring & Testing team with the primary responsibility in conducting monitoring and thematic reviews thus helping the firm to manage it's conduct risk
- Planning, scoping and executing thematic and monitoring reviews in line with CSUK standards - Preparing M&T review reports for key stakeholders to specified standards, including format and style - Defining and proposing recommendations as a result of M&T reviews, agreeing corrective actions as well as monitoring and validating their completion - Carrying out data gathering and preparation of annual Compliance Risk Assessment for UK Business, analysis the results and reporting the outcome - Contributing to the development of the Annual Compliance Plan - Preparing executive level governance reports on behalf of IWM Compliance - Supporting a variety of ad hoc projects and initiatives within wider IWM UK Compliance team Opportunity to personally influence the Bank's strategy on key Compliance issues. Regular liaison with business teams within the Bank, including senior stakeholders throughout the business. Successful candidates will possess the following: - Methodical, structured and rigorous approach to delivery - Working knowledge and understanding of FCA and EU regulatory developments applicable to private banking/ wealth management activities - Ability to analyse and establish facts when presented with - Strong understanding of compliance monitoring/testing methodology - Excellent written and oral communication skills and ability to deal with Senior management - Ability to manage conflicting priorities and capable of problem solving - Ability to foster solid working relationships with key stakeholders at all levels
You Offer: - Degree educated - 3-5 years of experience of working in Compliance department in a UK regulated firm with monitoring and/or internal audit experience - Excellent written skills - Track record with working independently as well as part of a team - Networking skills and the ability to build effective working relationships with a range of stakeholders
Internal Number: 5900597
About Credit Suisse -
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