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Manages compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Validates control processes to ensure compliance with laws, rules and regulations. Assists business unit managers in response to reports issued by regulatory agencies or audit.
BA/BS, MBA or professional certification preferred. 5-7 years education and/or related experience in product/financial services and/or the auditing/compliance field preferred. Thorough knowledge of Financial Services rules and regulations. Strong problem solving, analytical ability oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as, Federal/State and other Regulators.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-New York-New York Internal Jobcode: 23640 Job: Compliance Organization: IM Infrastructure-HR14826 Requisition Number: 1906702
Internal Number: 5878471
About BNY Mellon Investment Management
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