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While the title is Compliance Manager, in reality it is Head of Compliance, albeit for a firm of around 100 people. You will not hold CF10/11 on joining but the plan would be to eventually take these on.
You will be responsible for everything compliance related including:
The Compliance monitoring programme
Oversight of FCA and non-UK reporting
Marketing registrations, working with the GC and other business units on business development from a compliance perspective
Oversight of Compliance in Luxembourg
Implementing regulatory changes and other compliance related projects
Increasing Compliance Awareness within the company
7 - 12 years' experience in generalist compliance roles. The most recent role and the vast majority of your experience must be long term and within Private Equity or similar Alternative Investment firms.
A strong bachelor's degree in a subject relevant to compliance
Proven ability to build successful long-term relationships across the business
Internal Number: 5878407
About Carnegie Consulting
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