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Perform regulatory watch allocated to the Hong Kong Regulatory team by the Regulatory Watch Procedure; this means identifying legal and regulatory change, perform a high level impact analysis and raise it within the appropriate governance.
Coordinate the regulatory watch process across APAC by liaising accordingly with the local legal teams as well as other functions.
Ensure the governance with respect to regulatory watch within legal and with the business lines is appropriately implemented and maintained.
Development regulatory know-how for Legal and as well as for business and other functions.
Liaising closely with colleagues in compliance and operations on regulatory matters and assisting with their interpretation of regulatory developments.
Assisting in the design and implementation of bank policies to ensure full compliance with regulation.
Providing advice on the documentation impacts of regulatory changes.
Legally qualified with 3-6 years of experience in a major international law firm or top tier investment bank. While there is a preference for candidates who have experience specializing in regulatory advisory work, consideration will also be given to "regulatory literate" candidates whose previous experience is primarily related to derivatives, capital markets or banking transactions
Some familiarity with major pieces of regulation, such as the Dodd Frank Act, EMIR, EU BMR and/or Asian regulatory and licensing regimes is desirable but not essential.
Excellent command of written and spoken English.
Chinese language fluency (reading and writing) will be an advantage. Other Asian language skills also advantageous.
Internal Number: 5877822
About Hamlyn Williams
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