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Assistant Vice President, Control Room Advisory & Administration Team
May 17, 2019
YOUR TRUST, YOUR FUTURE, OUR COMMITMENT These are the cornerstones of Mitsubishi UFJ Financial Group's (MUFG) vision of becoming one of the world's leading financial groups by serving our clients with pride, integrity and dedication. Today, MUFG and its banking entity, MUFG Bank, Ltd., leverage a global network spanning more than 50 markets and experience accumulated over 360 years to cultivate long-lasting relationships with clients, nurture our people into the leaders of tomorrow, and make a difference in the communities where we operate.
MUFG BANK IN HONG KONG MUFG has had a long-standing presence in Hong Kong for over 65 years. Today, MUFG is served by our commercial banking, trust bank as well as its securities arm. Our strategic partner, Morgan Stanley is also based in Hong Kong.
Maintain and update the control room operation process including the maintenance of Insider list & Conflicts Register etc.
Maintain Information Barrier Designations to reflect staff respective access rights and oversee the implementation of Control Room related procedures.
Handle the approval process for staff dealing in accordance with the bank's Staff Dealing requirements and monitor on employee dealing activities as required. Maintain Staff Dealing & Outside Interests declarations record.
Provide advisory on Compliance Control Room matters, liaise with businesses and co-ordinate with Regional Control Room.
Assist to deliver Control Room related training upon request.
Handle ad-hoc Compliance Control Room related projects.
Bachelor's degree/ equivalent qualification in Finance/ Business/ Accounting background;
3 - 5 years of experiences in Finance/ Business/ Accounting in Banking/ FI Compliance, preferably with 1-2 years Compliance Control Room related exposure;
Good understanding on banking & securities regulatory requirements & knowledge on securities products.
Ability to work under pressure within tight deadlines with no loss of accuracy.
Proficient in both written and spoken English & Chinese;
Excellent communication skills and a team player;
Detail oriented, analytical, responsible & problem solving skills.
We regret to inform that only shortlisted applicants will be notified.
Internal Number: 5877704
About MUFG Bank
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