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Vice President, KYC Advisory, Corporate & Investment Banking and Commercial Banking, Global Financial Crime Compliance
May 16, 2019
About J.P. Morgan Corporate & Investment Bank
J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
The Global Financial Crimes Compliance (GFCC) Asia team is responsible for implementation and oversight of Anti Money Laundering (AML) policies and procedures for the firm's businesses in Asia Pacific. The successful candidate will principally be involved in the day-to-day functions of the APAC GFCC KYC Advisory team providing AML c ompliance advice on applicable GFCC policies and procedures. He/She is also expected to contribute and actively participate in strategic policy review and or implementation initiatives at regional and global level. This role implies a close working relationship with business and operations functions.
Lead the APAC GFCC efforts on Appendix X matters
Partner with global counterparts to ensure a consistent Appendix X program
Lead and provide AML support/ guidance for the implementation of any updates to AML/KYC policy/procedure s in the region
Lead the implementation of AML related projects including any system enhancement initiatives and support other AML units on an ad-hoc basis
Prepare and conduct trainings on AML related topics within GFCC as well as for the LOB as and when required
Take lead in identifying training gaps and to ensure the successful implementation of the AML Program
Implement, develop and ensure adherence to the BSA/AML requirements
Attend industry forums to acquire the latest regulatory / compliance knowledge
Follow-up market developments and new AML rules/regulations; work with Business and Control Functions to ensure new rules are appropriately implemented & monitored
At least 6-8 years work experience in a compliance, legal, risk management, client onboarding or control function - preferably gained in a global financial institution.
Sound knowledge of AML regulations across APAC region (including Sanctions and Anti Bribery).
Strong communication - written and interpersonal.
Demonstrated ability to effectively consult to obtain desired results.
Ability to prioritize.
Must be a self-starter, pro-active, organized, with a keen eye on details and have the ability to work independently at a local, regional and global level.
Strong management and leadership skills, ability to effective manage regional initiatives
Strong research skills, familiarity with Word, Excel, and PowerPoint.
Highly motivated, intuitive and possess initiative to identify potential process improvements.
Previous exposure to a diverse and international work environment.
Familiarity with the various US, EU and APAC regulatory regimes applicable to the banking industry. Knowledge of working level KYC requirements would be a plus.
Fluent speaking and writing abilities in English is a must. Cantonese and Mandarin speaker a plus but not essential.
Internal Number: 5875206
About J.P. Morgan
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