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JP Morgan Chase JPMorganChase & Co. (NYSE: JPM) is a leading global financial services firm withoperations worldwide. The firm is a leader in investment banking, financialservices for consumers and small business, commercial banking, financial transactionprocessing, and asset management. A component of the Dow Jones IndustrialAverage, JPMorgan Chase & Co. serves millions of consumers in the UnitedStates and many of the world's most prominent corporate, institutional andgovernment clients under its J.P. Morgan and Chase brands. Information aboutJPMorgan Chase & Co. is available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team of Complianceprofessionals supporting all areas of our business around the globe, the teamis working diligently to be innovative and present all business partners withthoughtful and unique solutions to the challenges they face. TheCompliance function has a robust set of priorities in place focused on bestpractice and employee development to ensure goals are delivered.
JOBDESCRIPTION Therole is responsible for supporting the compliance needs of various SecurityServices products with emphasis on custody, depository receipts and collateral managementproducts. The position includes evaluating compliance with relevantregulations, issue identification, assessing the impact of regulatory changeand working with the businesses supported business management to build andmaintain control mechanisms to remain in compliance with laws and regulationsand protect the reputation of the Firm and and franchise of the business. Otheraspects of the role include: conducting regulatory risk assessments; participatingin establishment of policies; performing training; and executing of compliancemonitoring programs across a broader dimension of the business; and, managingregulatory exams. The position may involve some travel within the US andinternationally.
Minimum 5 years regulatory or risk management experience gained within a financial institution or regulator
Good knowledge of global custody, depository receipts, and clearance and collateral management preferred, but not required
Experience conducting compliance risk assessments and testing preferred, but not required
Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business partners
Strong analytical, problem-solving and organizational skills and the ability to manage several simultaneous projects
Knowledge or experience of relevant regulatory requirements including bank and broker-dealer rules and their practical application in operational process or product features
Excellent business judgment and strategic thinking
Proven ability to communicate effectively at all levels both orally and in writing
Self starter and strongly motivated to achieve higher standards over time
Ability to deliver high quality results as part of a geographically dispersed global compliance team
Internal Number: 5871161
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