CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client is an established Leading Investment Management firm, with a strong presence globally. They have been expanding aggressively across Asia and has been ranked as one of the leading Investment Management firms in the world.
This is a great opportunity for senior compliance candidates that are looking for an autonomous, strategic managerial position as you will lead the Compliance function in the country. You will also be required to provide independent compliance advisory to their top management. In addition to providing practical and commercial regulatory advice, this senior compliance person will be the main point of contact with local regulator, and will expected to ensure the delivery of high-quality compliance services.
The main responsibilities for the Head of Compliance role:
Developing a proactive, integrated compliance approach interacting with staff of all levels of seniority in the APAC region to promote the desired culture and behaviours
Developing a compliance risk assessment process covering the main activities relevant to managing compliance risk by developing and implementing a robust compliance monitoring/desk review programme
Ensuring that the firm operates in compliance with relevant legislation/regulations
Providing advisory and training to business and management on the associated repercussions of business decisions
This is an exciting opportunity to be part of one of the top Investment Management firms in the world. We are keen to see highly motivated senior compliance candidates who are capable of owning the Compliance function and making a tangible, positive difference in the Singapore/APAC operations. This is also an amazing opportunity to work directly with the senior management. All interested applicants, please apply by clicking the Apply button as listed below.
EA License No. 16S8194
Internal Number: 5850800
About Selby Jennings Singapore, EA Licence No: 13C6685
eFinancialCareers is a career site specializing in financial services.