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This is an excellent opportunity for a compliance professional with 2-3 years' experience to develop their career in a highly-skilled department. You will play a key role in conducting thematic reviews of the business' frameworks to ensure they are compliant with regulatory requirements. In this exciting role, the Compliance Monitoring AVP will also assist with creating and executing the annual test plan alongside the Head of Monitoring. To be considered for this role you should have strong compliance or audit experience gained in a financial services environment. Knowledge of investment banking products would be beneficial.
Internal Number: 5642156
About Carr Lyons
eFinancialCareers is a career site specializing in financial services.