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Developing, implementing and revising policies and procedures of the Company and its related activities to assure compliance with legal and regulatory obligations
Facilitating daily operation of the compliance and MLRO function
Providing professional advice and assistance on compliance and anti-money laundering matters
Establishing regular monitoring practices and procedures to evaluate the internal systems of control and measures taken by the Company
Developing and revising a regulatory and statutory reporting program and communicate with internal departments and/or Group and third part service providers to confirm prompt and accurate regulatory reporting
Maintaining compliance registers as required by law
Beware of changes in applicable laws and regulations and provide guidance to the Company to deal with the proposed regulatory changes
Communicating and collaborating with the departments within the Company, regulators, authorities and external parties to solve legal and compliance issues
Identifying potential areas of compliance weaknesses and threats, and taking corrective actions to tackle problematic compliance issues, and providing specific guidance on avoiding and addressing the similar situations in the future
Preparing regular reports on compliance and anti-money laundering matters for the Head's review
Implementing effective training programs, including providing clear instructions to new joiners as well as continuous training for all employees and managers
Take thorough investigations on suspicious transactions, escalating and reporting incidents to Regional Compliance and JFIU when necessary
Maintaining and updating all relevant compliance manuals, policies and procedures to ensure applicable legal and regulatory requirements, best practices and firm standards are properly reflected
Collaborating with other team members on independent desk reviews and AML related monitoring of business activities
Performing client acceptance review, ongoing client review and AML surveillance on client account activities
Work experience in interpretation and application of AML laws & regulations will be an advantage
Graduates with university degree and knowledge on AML Laws and Regulation of HKMA
8 years of Compliance or AML work experience
Candidates with ACAMS certification and/or Knowledge on wholesale banking / FATCA and Sanctions assessments & developments are preferred
Outstanding communication skills to build rapport with the CDD processing teams and Business staff
Proficiency in written and spoken English and Chinese (including both Cantonese and Mandarin)
Self-motivated, dynamic, cooperative and needing minimal supervision
Able to learn fast and work independently in a proactive and well-organized way
Attractive Salary Package + Bonus
Excellent career growth opportunities
To apply please click on the "Apply" button or contact Steven at Steven.Sin@jobs.hudson.com quoting ref no. #HK147679 for a confidential discussion. Your interest will be treated in strict confidence.
Internal Number: 5635991
About Hudson Hong Kong
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