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~~Demonstrable Asset Management Experience Relevant industry qualification or or degree The ability to build business relationships Good communication skills, both oral and in writing, with the ability to work across different jurisdictions A pragmatic and common sense approach to solving business problems. Ability to influence boards and senior management as well as investment professionals in compliance matters Flexible team approach Good judgement
~~To act as Compliance Adviser within AXA Investment Manager's 3 UK regulated entities with a bias towards supporting the AXA IM Alternatives business. Provision of accurate and timely advice to the UK Regulated Entities. Interpret Rules and Regulations impacting on the business and to provide appropriate information, advice and training to the business to enable managers to establish compliant procedures Identify new areas of emerging regulation and be able to communicate them to key business stakeholders Provide advice and guidance with regards to US Participating Affiliate Arrangements Assist the Senior Compliance Manager and Head of UK Compliance in the provision of management information to governance committees and senior management to demonstrate compliance or to highlight issues or trends where appropriate. Provide training and information to relevant staff and maintain required records Assist with the provision of information to clients and / or regulators as need be. Assist the Senior Manager with regulatory investigations Assist the Senior Manager and Head of UK Compliance in the development of robust processes and procedures Contribute to a process of continual improvement Advise the CF10a and Deputy CF10a with regards to CASS regulatory developments, processes and procedures Build a close working relationship with Compliance colleagues in various global locations Advise on Conflicts of Interest, both arising and ongoing.
Internal Number: 5632043
About Axa Investment Managers
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