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Provide professional advice to senior management on statutory compliance, practical matters and identify any associated business risks and liabilities.
Promoting a strong compliance culture and awareness to business development and consulting team
Maintaining compliance documentation including business unit manuals, compliance notices/circulars, rules databases, risk assessments and compliance plans
Assisting with review of legal documents including contracts and statements of work
Provide compliance advice and solutions for diverse and growing business across Asia.
Handles specialized compliance matters and projects, including research, data compilation and synthesis, report drafting, performing monitoring or assessment, and task management for assigned area such as implementation of new regulations and internal policies and licensing.
May provide compliance advice to business areas, country or geography.
Provide relevant Compliance Traning to the team
6 years of compliance/ operation/ legal experience in Asset Management, the candidate with legal background would be a big plus.
Strong Communication skill in Chinese and English
Internal Number: 5626160
About Hamlyn Williams
eFinancialCareers is a career site specializing in financial services.