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Market entry licensing and applications such as regulatory approved person registration/deregistration, network application, and etc.
Ad hoc regulatory survey coordination and response: understand the purpose of the regulatory surveys received and assist with the coordination of response preparation, consolidation, review andresponse
Compliance owned regulatory reporting: understand the bank's obligation in terms of regulatory reporting and be responsible for the compliance owned regulatory reporting coordination, preparation, review, response, and etc.
Various regular internal reporting, compliance alert, etc.
PTA information collection, training and monitoring
Client complaint handling including coordination for the proper handling, follow ups, reporting and issue escalation
CTCC information collection, monitoring and reporting
Support the whole compliance China team in the record keeping, department SharePoint maintenance, regulatory platform access control and maintenance, team meeting coordination, etc.
Bachelor degree with economics, finance, laws, etc.
Above 5 years working experience in financial market including banking industry, firms, etc.
Solid knowledge of China banking industry and related regulatory governance
Good communication skill and can maintain good working relationship with others
Strong planning, coordination and organizational skills
Ability to work under pressure and meet dynamic deadlines and priorities
Work independently under minimal supervision
Good team work spirit and willing to help others to achieve their target
Excellent written skills in both English and Chinese
Fluent spoken English
If you are interested in this position, please click link to apply. If you would like to know more about this role, please contact Eva Tai at +852 2232 3465 or email@example.com for confidential conversation
Internal Number: 5626141
About Randstad Hong Kong
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