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Do independent assessments of risk management and internal control environment.
To conduct process reviews, thematic reviews and audits across all functions / VC's in the regions under the preview. Especially in the areas of frontline sale process, Banking, Wealth Management, Operations, Service, Complaints management & Financial control.
Also conduct desktop checks in critical areas (for example, Suspense a/c monitoring and Vendor agreements)
Ensure that proper schedules for all reviews are in place and that it follows submission of the following reports :
Report of Findings (Preparation & Release) Management Responses Re-validation & final response Finalise Management responses with agreed action and target dates. Qualitative reports Liaise with country OR Managers for actionable. Tracking of Desktop & Central Check items
The individual should develop and independently manage senior management stakeholder relationships and ensure comprehensive understanding of business and risk strategy plans, performance and processes related to Wealth Management with linkage to Retail banking.
Validate the efficiency of processes/procedures so that the business reduces the surprises element of financial/accounting losses.
Closely follow latest policy and procedures in wealth management and also related processes on retail banking or business banking like client due diligence, anti-money laundering, roll out of Group policies and procedures.
Prepare presentations, concept papers, management update reports on emerging risk and audit themes as and when required.
Knowledge, Skills and Experience:
Experienced auditor, risk professional or business practitioner who has deep subject matter expertise in the Wealth/Retail Banking.
Background in auditing is a strong plus. Candidates without prior audit experience but with strong domain expertise will also be considered.
Articulate and effective communicator, both orally and in writing. Should be able to prepare high quality written audit reports, as well as objectively summarize and draw out key themes and risks for management attention.
A clear understanding of the Bank's approach to the management of operational risk, or equivalent experience gained in other organizations
Should have very good stakeholder management skills
Be self-motivated and able to function independently.
Should have a collaborative approach and be a team player and be a role model on core values of Standard Chartered.
Ability to commit to up to 60% travel.
Apply now to join the Bank for those with big career ambitions.
Internal Number: 5624743
About Standard Chartered Bank
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