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Act as the first point of contact on all compliance advisory matters for the firm and its various business areas.
Deliver a regulatory change process, ensuring timely identification, analysis and communication of regulatory change and oversight of the businesses' implantation of changes required to ensure compliance with new requirements
Deliver the firm's Compliance training programme to promote a compliance culture across the Group
Review and approve financial promotions, ensuring compliance with FCA rules and requirements
Develop and maintain policies relating to the firm's regulatory compliance and non-financial risk obligations
Previous experience within a Compliance Advisory
Experience of building and maintaining open and effective relationships
Line Management experience preferable
Working knowledge of financial regulation in relation to FCA handbooks (especially MCOB, COBS, CONC, BCOBS)
Ability to balance regulatory and conduct risks with the needs of a commercial organisation, whilst maintaining a clear level of independence and challenge
Ideally knowledge of the consumer finance space.
Please only apply if you have the above experience.
Internal Number: 5236366
About Empiric, EA Licence No: 11C5671
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