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This role will be responsible for delivering post-trade OTC regulatory compliance through execution and oversight of key operational processes and controls including Dodd-Frank CFTC post-trade regulations – especially trade reporting requirements – and 'Swap Dealer Repositories' such as DTCC's 'Global Trade Repository'.
Operate the key FMO processes and controls to deliver against current OTC post-trade regulations in region.
These include exception monitoring and handling, reconciliation and ad-hoc issue resolution under Dodd-Frank, Canada and FED reporting.
Ensure these processes and controls are operating effectively, with appropriate monitoring and quality control.
Ensure that the U.S. Regulatory Operations' process and controls are well defined, documented and operating effectively through oversight of offshore GBS (Global Business Services) teams.
Act as lead point of operational contact for all stakeholders to the relevant regimes.
Strong knowledge of financial markets products, particularly derivatives and associated post-trade OTC regulations such as Dodd Frank
Working knowledge of common U.S. industry vendors and widely used regulatory reporting systems, such as MarkitWire.
Familiarity with Canada, Federal Reserve reporting, and Colombia reporting regimes.
Good knowledge of post trade life cycle for derivatives
Proficient presentation/communication skills
Understanding of Quality Assurance practices in an operations / services environment
Internal Number: 5615463
About Trevose Partners Limited
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