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The Chief Compliance Officer is responsible for compliance and regulatory matters emanating from the EMEA region. This includes effectively managing the compliance and regulatory risks in the EMEA region by designing, implementing and maintaining a compliance framework that minimizes (if not eliminates) exposure to such risks.
This compliance framework brings together policies, procedures and processes that effectively:
prevents and detects violations of laws, regulations and policies;
promotes an organizational culture that encourages ethical conduct and commitment to compliance with the law;
addresses the specific risks associated with a given business model with concrete actions to reduce or eliminate those risks; and
ensures that employees understand and comply with the laws, regulations and policies that apply to their daily work.
The CCO will lead, direct and oversee the compliance professionals that are assigned to the EMEA region and who will assist in the CCO in maintaining an appropriate compliance framework for a specific jurisdiction(s) ("Local Compliance Professionals").
Internal Number: 5506918
About Hamlyn Williams
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