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Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high caliber professional to join our team as Associate Director, Fixed Income Currencies and Commodities Compliance.
Supports the Head of Fixed Income Currencies and Commodities Compliance, Asia Pacific and the Head of Regulatory Compliance, Global Markets Asia Pacific in independently providing Regulatory Compliance advice and challenge to the Foreign Exchange and Fixed Income trading businesses.
Assist the Regulatory Compliance Heads in the development, deployment and continued oversight of globally consistent Regulatory Compliance policy for the Foreign Exchange and Fixed Income business units and ensure that all businesses understand and adhere to external regulatory requirements, codes of conduct and internal policies.
Work directly with the Foreign Exchange and Fixed Income businesses to make sure that as a business any new products and services are aligned to the HSBC Global Standards framework and meet all the necessary Regulatory Compliance requirements.
Providing guidance on policies and standards to cover regulatory compliance issues.
Advising line management of the impact on their businesses and functions of applicable external or internal regulations.
Supporting line management in discharging their responsibilities to comply with applicable regulations, example reviewing new products or activities for compliance implications, identifying potential rule breaches, enforcing changes to relevant manuals to reflect regulatory requirements, monitoring the businesses for adherence to the regulations and providing input to audit and training programmes.
Assisting line management in the conduct of crisis management, example ad hoc investigations into rule breaches.
Providing an independent reporting mechanism for all executives.
Fostering good relations with the regulators
Strong knowledge of Foreign Exchange and Fixed Income products, trading practices and related regulatory and conduct risks.
Good knowledge of Hong Kong and international regulations related to Fixed Income Currencies and Commodities markets, including those pertaining to market conduct and G20 reforms which include Trade Reporting, Margin and Clearing.
Strong analytical and problem solving skills.
Strong communication and interpersonal skills.
Strong team player.
Fluent in English. Fluency in Cantonese and or Mandarin is preferred.
Experience of working for a large international institution preferred.
You'll achieve more when you join HSBC.
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Internal Number: 5275916
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