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Some careers grow faster than others. If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high caliber professional to join our team as Associate Director, Futures Execution, Global Markets .
To support and assist senior line management of Global Equities focusing on prime brokerage, index trading, and Derivatives Clearing Services which includes futures, options, execution, clearing, and Over The Counter derivatives clearing in Hong Kong and the Asia Pacific region to comply with all relevant external regulations, codes of conduct, internal codes and policies, and good market practice that affect Markets business in Asia Pacific.
To liaise with senior management including regional Global Equities and Derivatives Clearing Services management in order to implement Regulatory Compliance plans agreed with the Head of Regulatory Compliance, Global Markets Asia Pacific, Regional Head of Equities Compliance, Global Markets Regulatory Compliance, and Global Futures Regulatory Compliance Lead based in New York.
To advise on Regulatory Compliance matters as they effect the relevant areas of the Markets business and assist line management in resolving Regulatory Compliance issues as they arise.
To provide training to business areas in procedures and practices necessary to achieve compliance.
To provide compliance support and expertise to other business units within Markets when required to do so, and deputise during absence of colleagues.
To advise, support and guide Regulatory Compliance colleagues within the Asia Pacific region.
Existing experience of working in an Equities and Exchange Traded Derivatives, and or Futures Compliance Advisory role.
Established knowledge of Equities and Exchange Traded Derivatives products, electronic trading, clearing, regulatory reporting and position limit regulations.
Knowledge of domestic and overseas exchange regulations, including Hong Kong Futures Exchange, Australian Securities Exchange, Singapore Exchange, Eurex Exchange, Information and Consultation of Employees regulations will be a competitive advantage.
Knowledge of Hong Kong and Singapore financial capital and margin rules would be an advantage.
Ability and confidence to make regulatory compliance decision based on strong analytical and problem solving skills.
Strong communication and interpersonal skills.
Strong team player.
Fluent in English and Cantonese would be an advantage.
Experience of working for a large international institution preferred.
You'll achieve more when you join HSBC.
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Internal Number: 5275913
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